February 2009 Posts

Accomplice liability instruction not ambiguous & did not relieve State of burden of proof

Waddington v. Sarausad, 07-772

01/21/09, U.S.

Holding: Ninth Circuit erred in granting habeas relief to Defendant based on unclear accomplice liability jury instructions because state-court decision denying post-conviction relief did not result in an unreasonable application of clearly established Federal law pursuant to 28 U.S.C. § 2254(d)(1). A defendant challenging the constitutionality of a jury instruction that quotes a state statute must show both that the instruction was ambiguous and that there was a reasonable likelihood jury applied the instruction in a way that relieved State of its burden of proving every element of the crime beyond a reasonable doubt. Estelle v. McGuire, 502 U.S. 62, 72 (1991).

Here, Defendant was convicted of second-degree murder for his role as the driver in a gang-related, drive-by shooting. In closing argument, prosecutor stressed Defendant’s knowledge of a shooting, noting how he drove at the scene, that he knew that fighting alone would not regain respect for his gang, and that he was “in for a dime, in for a dollar.” On appeal, Defendant argued that prosecutor’s improper argument may have led jury to convict him as an accomplice to murder based solely on a finding that he had anticipated that an assault would occur. Jury instruction parroted the state statute’s language, requiring jury to find Defendant guilty as an accomplice “in the commission of the [murder]” if he acted “with knowledge that [his conduct would] promote or facilitate the commission of the [murder].” Because Washington courts’ conclusion that jury instruction was unambiguous was not objectively unreasonable, Ninth Circuit should have ended its § 2254(d)(1) inquiry there. However, even if the instruction were ambiguous, there was no evidence of ultimate juror confusion and Washington courts reasonably applied precedent when they found no “reasonable likelihood” that the prosecutor’s closing argument caused jury to apply instruction in a way that relieved State of its burden to prove every element of crime beyond a reasonable doubt. Prosecutor consistently argued that Defendant was guilty as an accomplice because he acted with knowledge that he was facilitating a drive-by shooting. Held, grant of habeas relief reversed and remanded. Souter, Stevens, and Ginsburg, JJ., DISSENT, arguing that uncertain, ambiguous instruction from trial judge was underscored by prosecutor’s “confounding” argument that included a “clearly erroneous statement of law.” As a result, jurors did not understand the state of mind prosecution had to prove for accomplice liability.

Note: See Peterson v. State, 699 N.E.2d 701 (Ind.Ct.App. 1998)(reversible error for failure to give accused’s tendered instructions which went beyond the bare language of Indiana’s accomplice liability statute, I.C. 35-41-2-4 and Pattern Instruction 2.11).

Failure to report to jail not “violent felony” for federal sentencing enhancement

Chambers v. United States, 06-11206

01/13/09, U.S.

Holding: Failure to report to jail or prison to serve a sentence is not the equivalent of escape, and is not a “violent felony” that can lead to enhanced sentencing under the Armed Career Criminal Act. 18 U.S.C. § 924 (e)(1) imposes a 15-year mandatory minimum prison term on someone convicted of having a gun illegally, if the individual has three prior convictions for “a violent felony or a serious drug offense.” Statute defines “violent felony” as a crime punishable by more than one year’s imprisonment that, inter alia, “involves conduct that presents a serious potential risk of physical injury to another.” Whether a crime is a violent felony is determined by how the law defines it and not how an individual offender might have committed it on a particular occasion. “[W]hile an offender who fails to report must be doing something at the relevant time, there is no reason to believe that the something poses a serious potential risk of physical injury…To the contrary, an individual who fails to report would seem unlikely, not likely, to call attention to his whereabouts by simultaneously engaging in additional violent and unlawful conduct.” Thus, district court erred in treating Defendant’s conviction for failure to report for weekend confinement as a “violent felony” under ACCA. Held, judgment reversed and remanded. Alito and Thomas, JJ., concurring in result.

Judges may impose lesser sentences for crack cocaine offenses than sentencing guidelines

Spears v. United States, 08-5721

01/21/09, U.S.

Holding: Per Curiam. District courts are entitled to reject and vary categorically from the crack-cocaine sentencing guidelines based on a policy disagreement with those guidelines. See Kimbrough v. United States, 552 U.S.___ (2007). Court noted that some lower courts had misinterpreted Kimbrough as holding judges could not depart from sentencing guidelines simply because they disagreed with the 100-to-1 sentencing disparity. Kennedy, J., would have granted petition for certiorari and set case for oral argument. Thomas, J., DISSENTS; Roberts, CJ. and Alito, J, DISSENTING.

See also: Nelson v. U.S., 08-5657 (S.Ct. Jan. 26, 2009) (Guidelines are not only not mandatory on sentencing courts; they are also not to be presumed reasonable. Sentencing judge erred in applying a presumption of reasonableness to Defendant’s Guidelines range).

Belated appeal – D must present evidence he was not at fault

Ricks v. State, 79A02-0808-CR-732

2nd Dist., 01-13-09, Ind.App.

Attorney: Michael B. Troemel

Holding: Trial court erred in granting Defendant permission to file a belated appeal, based on letter to trial court requesting appointment of appellate counsel over two months after his sentencing. In letter, Defendant stated that he had made same request for counsel to perfect an appeal earlier, but Court could not glean from record exactly when, or if, that earlier request was made. It is possible that Defendant expressed to his trial counsel that he did not want to appeal, and then changed his mind sometime more than thirty days after his sentencing. Such a series of events would place fault of delay squarely on Defendant and would make him ineligible for treatment under Post-Conviction Rule 2. As such, Defendant’s letter alone has not proved by preponderance of the evidence that he was without fault for failure to timely file his notice of appeal. Held, judgment reversed and remanded for hearing to determine whether Defendant is at fault for failing to file timely notice of appeal.

Expungement – procedure; improper summary denial

Ryan v. State, 49A02-0808-CR-721

2nd Dist., 01-28-08, Ind.App.

Attorney: Kathleen Sweeney; Robert Schembs

Holding: Trial court erred in denying petition for expungement without a hearing. The trial court shall: (1) summarily grant a petition for expungement; (2) set the matter for hearing; or (3) summarily deny the petition, if the court determines that: (A) the petition is insufficient; or (B) based on information contained in sworn statements submitted by individuals who represent an agency, the petitioner is not entitled to expungement of records. I.C. 35-38-5-1(d). After a hearing is held, the petition shall be granted unless the court finds: (1) the conditions in subsection (a) have not been met; (2) the individual has a record of arrests other than minor traffic offenses; or (3) additional criminal charges are pending against the individual. I.C. 35-58-5-1(f).

Here, Ryan filed a petition for expungement of his arrest and charges for Class C felony child molesting which were ultimately dismissed. State filed a response asserting that Ryan was ineligible for expungement due to his prior arrest and conviction for OWI, a class A misdemeanor. Trial court denied the petition without a hearing. Because trial court did not make a finding that the petition was insufficient and State’s response did not include a sworn statement, trial court’s summary denial was not statutorily authorized. Thus, trial court was required to have a hearing on the matter. Held, judgment reversed and remanded; Vadik, J., concurring on basis that the mere fact State did not verify its response is a technicality that can be overlooked; however, a single arrest is not sufficient to justify the denial of an expungement petition because I.C. 35-38-5-1(f) refers to previous “arrests.”